Investments in businesses, real estate, and other assets are only as good as the amount of careful thought and sound advice put into them. Dodson Legal Group offers our counsel and representative services to any party considering or wanting to execute an investment or other corporate transaction and ensure that you make the right decision at the right time and with the right people.

Real Estate & Corporate Transactions

Corporate practices and Real Estate transactions are often highly complex activities that carry a substantial amount of weight towards both a company’s present and its future, the deals and changes that could make or break the company as well as its owners and investors. Dodson Legal Group supports complex corporate and securities transactions representing both foreign and domestic companies and investors.

Investment Adviser Compliance

  • Formation and registration of investment advisers under the Investment Advisers Act of 1940 or state blue sky law
  • Preparation and review of advisory agreements and customer disclosure documents
  • Review and advice regarding advertisements, marketing materials, and performance reporting and presentations
  • Preparation of compliance procedures
  • Advice on general compliance and legal issues arising under the Investment Advisers Act and state blue sky law, including personal trading, trade allocation, affiliated brokerage transactions, best execution, and soft dollar arrangements
  • Assistance with SEC (or state) examinations, deficiency letters, and administrative actions
  • Mergers, acquisitions, reorganizations, and joint ventures involving mutual funds, investment advisers and broker-dealers

Real Estate & Corporate Financing

  • Private Investments
  • Off-Shore Financings
  • Debt Financing & Restructuring
  • Insider Trading Counseling
  • Rule 144 Sales
  • Securitizations & Asset Backed Financing Structures
  • State “Blue Sky” Securities Compliance
  • Investment Company Formation & Compliance
  • Investor Adviser Act Formations, Compliance & Maintenance