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Whether you’re going the Regulation D route or opting for a Regulation A deal or something else, maintaining appropriate records is vital. You could be on the wrong side of an audit without these records. That can lead to fines and fees or mean something worse – jail time. But what records should you maintain?
While it’s hoped that you’ll never experience an audit, there’s always a chance. So, it’s important to know what to expect when regulators come knocking (or emailing, calling, etc.). Unfortunately, many people don’t and suffer the consequences. There’s a right way and a wrong way to go about this process and taking an incorrect path
The Audit Process: What You Must Know When Regulators Come Knocking Read More »
Series LLCs simplify the process of raising funds for those who want or need to issue multiple offerings. Series LLCs can be used with Regulation CF and Regulation D offerings, but they can also be used with Regulation A offerings. That includes REITs (real estate investment trusts). REITs offer some unique benefits that deserve some
What Are REITs and Series LLCs? Read More »
Raising capital is a complex tightrope walk. You must choose the right structure, ensure you have the right team, and understand the rules that apply to your deal. Failure to comply with the rules and regulations can lead to lasting negative impacts – think jail time, not just fines and fees. This is particularly true
Compliance: Staying on the Straight and Narrow While Raising Capital Read More »
Hitting a home run in real estate deals requires a working knowledge of many things. One of the most critical to your success is closing the deal. For those who’ve never closed a deal before, or have perhaps closed one or two, this can be a daunting process. However, with the right information, it can
Closing the Deal: A Crash Course in the Basics Read More »
When you’re talking about real estate, there are a lot of terms that get tossed around and many different facets in play. Whether you’re working in commercial or residential real estate, there are numerous steps involved in successfully closing a deal. One of the key components to being effective in real estate is developing a
How to Successfully Close on Real Estate Deals Read More »
If you find yourself facing an upcoming audit or are expecting to deal with that scenario in the future, it’s important to anticipate how things may go. Any scenario where you’re dealing with problems from the SEC is one you should prepare for. Every state has its own division that deals with audits and investigations.
Understanding Audits and Investigations Read More »
If there’s a concern that you’ve been part of something that could result in legal action being taken against you, which could ultimately lead to serving time in prison, there are a few things to keep in mind regarding your fiduciary duty. Poor or neglectful management of an LLC will most likely not result in
How to Protect Yourself From Breaching Fiduciary Duty Read More »
Securities form the bedrock of the investment world. Without them, economic growth is stunted as well. However, many people are unsure about what constitutes a security and unaware of the laws governing how they are marketed and sold, as well as how deals operate. In this post, we’ll explore what securities are and answer other
Understanding Securities: What They Are and What Laws Govern Them Read More »
Building a successful business is no trivial matter. It requires passion, vision, courage, and a solid understanding of the rules that apply within your state. One of those that might catch you by surprise is the requirement to list your registered agent when you register your business with the state government. What is a registered
Registered Agents: Do You Need One for Your Business? Read More »