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Private fund exemption compared with fund manager investment adviser compliance

Your Fund Is Exempt. Is Your Fund Manager?

If you’re managing a private investment fund, you’ve probably spent considerable time making sure your offering complies with federal securities laws. You’ve worked with attorneys to prepare your Private Placement Memorandum, Subscription Agreement, and operating documents. You’ve selected a Regulation D exemption, filed your Form D, and established procedures for accepting investors. You may have

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How Rule 506(c) and Regulation Crowdfunding can help build toward larger capital raises

How Reg D and Reg CF Can Help Build a Larger Capital-Raising Platform

If your long-term goal is to raise $20 million, $50 million, or even more online, it is tempting to think you need to start by building the biggest securities offering available to you. For some companies, that may be the right move. For many others, particularly those working with a limited initial budget, there is

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