Author name: Richard Robinette

Regulation

Regulations: Understanding Regulations D, CF, A, and S

Structuring an investment correctly is essential. If you fail to do so, you run afoul of the SEC and could find yourself in some very hot legal water. Several keys exist to achieving that goal, but perhaps the most critical is understanding the various regulations that apply to these deals. You should know of several,

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Securities

Understanding Structuring, Incentives, and Securities

In a previous blog, you received the basic explanation of structuring a securities deal and the typical terminology that goes along with securities investments. What changes when you work with larger amounts of money and a more complicated securities structure? Things get more complex, and that’s when you start bringing in or considering different ways

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Understanding Securities & Laws

Understanding Securities: What They Are and What Laws Govern Them

Securities form the bedrock of the investment world. Without them, economic growth is stunted as well. However, many people are unsure about what constitutes a security and unaware of the laws governing how they are marketed and sold, as well as how deals operate. In this post, we’ll explore what securities are and answer other

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