Articles
Richard Robinette On
What Are REITs and Series LLCs?
Series LLCs simplify the process of raising funds for those who want or need to issue multiple offerings. Series LLCs can be used with Regulation CF and Regulation D offerings, but they can also be used with Regulation A offerings. That includes REITs (real estate investment trusts). REITs offer some unique benefits that deserve some…
Nathaniel Dodson On
Compliance: Staying on the Straight and Narrow While Raising Capital
Raising capital is a complex tightrope walk. You must choose the right structure, ensure you have the right team, and understand the rules that apply to your deal. Failure to comply with the rules and regulations can lead to lasting negative impacts – think jail time, not just fines and fees. This is particularly true…
Richard Robinette On
The New Syndication Model: A Better Path to Success
In the past, generating ongoing success usually meant making offering after offering. You would create a Regulation D offering, submit it, attract investors, then conclude it. Then you’d do it again. It was a case of rinse and repeat, but that repetition was challenging. Today, there’s a better way. Dubbed the “new syndication model”, it…
Richard Robinette On
Regulations: Understanding Regulations D, CF, A, and S
Structuring an investment correctly is essential. If you fail to do so, you run afoul of the SEC and could find yourself in some very hot legal water. Several keys exist to achieving that goal, but perhaps the most critical is understanding the various regulations that apply to these deals. You should know of several,…
Richard Robinette On
Understanding Structuring, Incentives, and Securities
In a previous blog, you received the basic explanation of structuring a securities deal and the typical terminology that goes along with securities investments. What changes when you work with larger amounts of money and a more complicated securities structure? Things get more complex, and that’s when you start bringing in or considering different ways…





